Our Symphony of Products & Services

Clearing Through

What We Offer

Investment Planning

  • Fixed & Variable Annuities - GIC & EIA's
  • Open-end & Closed-end Mutual Funds
  • Equity Research
  • Equity Trading/Individual Stocks
  • Exchange Traded Funds (ETF's)
  • Options
  • Unit Investment Trusts

 

Fee-Based Programs

  • The Helmsman Group**
  • Horwitz Advisors* (Professional Money Management)
  • Fund Portfolio Solutions (Mutual Fund Asset Allocation Program)
  • Outside Manager Program** (Professional Money Management)

 

Fixed Income

  • Bonds (Tax-Exempt, Escrowed & Pre-refunded, U.S. Treasuries, Zero Coupon, Corporate, Mortgage-Backed, High-Yield, Agencies, Convertible, Certificates of Deposit)
  • Preferred Stocks
  • Trust Preferred Securities

 

Planning Services

  • Charitable Gifting Strategies -Daf's, CLT's, CRT's
  • College Funding
  • Estate Planning
  • Executive Services (Stock Option Strategies)
  • Financial Planning
  • Retirement Planning

 

Retirement/Education Products

  • 401(k) Plans, Roth 401(k) Plans
  • 403(b) Plans
  • 457 Plans
  • Defined Benefit Plans
  •  IRAs (Roth, SEP, SIMPLE, Traditional)
  • Profit-sharing plans
  • ESOPs
  • 529 Plans
  • Coverdell Education Savings Account
  • Rollovers

 

Risk Management

  • Disability Insurance
  • Life INsurance
  • Long-term Care Insurance
  • Buy/Sell Agreements

 

Cash Management & Lending Services

  • Access & Spectrum (Cash Management Account)
  • Insured Deposit Program
  • Securities-based Lending (Margin, Loan Advance)
  • Money Market Funds (Tax-Exempt, Taxable)

 

Investment Banking

Expertise in the following sectors:

  • Banks & Financial Institutions
  • Mergers, Acquisitions & Divestitures
  • Public & Private Capital Raising
  • Valuation, Opinion & Advisory Services

 *Proprietary
**Non-Proprietary

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